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Saturday, December 11, 2004

A little pessimism about Extraterrestrial Intelligence

DarkSyd asks a question:

The Fermi Paradox is a conundrum proposed by pioneer physicist Enrico Fermi that questions the likelihood of Intelligent Extraterrestrial life. It begins with the Drake Equation or some derivative which guesstimates the possible number of intelligent civilizations in the universe, and then extrapolates expansion rates into the universe from a point location within the cosmos of that species or culture. The paradox concludes that there should have been enough ET's over the last 14 billion years that even if they moved at velocities achievable by human technology today, they could have swarmed over the galaxy, or even the cluster to which our galaxy belongs, many times over.



Remember, all it takes is a single space faring civilization to develop and survive. It would only have to happen once in all the history of the local group of galaxies and they should be here, or we should at least detect signs of them relatively nearby. So the question, naturally, is where are they? Where are the ruins? Even if they're not here on Earth right now in any obvious way, where is the interstellar traffic lights or radio chatter or giant interstellar construction projects, some of which would plausibly be grand enough for us to detect from our earthbound and space based observation platforms? Does this mean we, as intelligent beings, are unique or rare beyond imagination? Is it evidence for a Theistic Creator Entity or entities which created human specifically? Why or why not? How would you address the Fermi Paradox?

I think it's a non-problem and a non-paradox. The simplest explanation for the reason that ET isn't tapping on our shoulder is that the Fermi and Drake assumptions are wrong—the kind of technological intelligence that might build spaceships and radios and harness fire is very rare, and techno-species are spread very thinly over vast and uncrossable tracts of space.

I'm with Ernst Mayr on this one. Read the Planetary Society debate on SETI, in which he took the con side, while Carl Sagan argued for SETI. Mayr has a very dim view of SETI, as do I, and while I think Sagan was a clever man, I think he totally missed the point. There was also some amusing interdisciplinary physicist-bashing.

What Percentage of Planets on Which Life Has Originated Will Produce Intelligent Life?
Physicists, on the whole, will give a different answer to this question than biologists. Physicists still tend to think more deterministically than biologists. They tend to say, if life has originated somewhere, it will also develop intelligence in due time. The biologist, on the other hand, is impressed by the improbability of such a development.

But the gist of his argument is that we do have one fairly substantial body of evidence that illustrates the probability of intelligence evolving, and it's right here in the history of planet earth. We've got about a half-billion years worth of sophisticated multi-cellular animal life on the planet, and our kind of technological intelligence has appeared only once.

After the origin of life, that is, 3.8 billion years ago, life on Earth consisted for 2 billion years only of simple prokaryotes, cells without an organized nucleus. These bacteria and their relatives developed surely 50 to 100 different (some perhaps very different) lineages, but, in this enormously long time, none of them led to intelligence. Owing to an astonishing, unique event that is even today only partially explained, about 1,800 million years ago the first eukaryote originated, a creature with a well organized nucleus and the other characteristics of "higher" organisms. From the rich world of the protists (consisting of only a single cell) there eventually originated three groups of multicellular organisms: fungi, plants and animals. But none of the millions of species of fungi and plants was able to produce intelligence.

The animals (Metazoa) branched out in the Precambrian and Cambrian time periods to about 60 to 80 lineages (phyla). Only a single one of them, that of the chordates, led eventually to genuine intelligence. The chordates are an old and well diversified group, but only one of its numerous lineages, that of the vertebrates, eventually produced intelligence. Among the vertebrates, a whole series of groups evolved--types of fishes, amphibians, reptiles, birds and mammals. Again only a single lineage, that of the mammals, led to high intelligence. The mammals had a long evolutionary history which began in the Triassic Period, more than 200 million years ago, but only in the latter part of the Tertiary Period--that is, some 15 to 20 million years ago--did higher intelligence originate in one of the circa 24 orders of mammals.

The elaboration of the brain of the hominids began less than 3 million years ago, and that of the cortex of Homo sapiens occurred only about 300,000 years ago. Nothing demonstrates the improbability of the origin of high intelligence better than the millions of phyletic lineages that failed to achieve it.

In part, this is a probability argument: it is saying that the relevant parameter in the Drake Equation is very, very small, perhaps much smaller than the SETI devotees were plugging into it. Maybe, if we actually had accurate values for the equation, the expected number of spacefaring civilizations in our galaxy is something less than 1. The 'paradox' isn't.

But there's another, subtler lesson in there. What he's saying is that there doesn't seem to be any evidence for a predisposition to favor intelligence in biology. Features like multicellularity, photoreception, long sharp fangs, flight, etc., pop up in life's history over and over again, independently; but intelligence? Feh. The universe doesn't seem to like smart guys. We happened once, and what's more, we seem to be teetering at the end of one long chain of improbable events in the history of one marginal set of lineages, of which most of its members are in decline.

Carl Sagan didn't get this at all, and actually made a surprisingly foolish comment in his argument:

…it is better to be smart than to be stupid, and an overall trend toward intelligence can be perceived in the fossil record.

That's just wrong! He's done what Gould called "retrospective coronation", standing at the end of a long trajectory of evolutionary events and looking back, and assuming that his path was inevitable and favored. Life has gone in many directions, and intelligence is one of the least used paths. We selectively notice those rare species that show some hint of similarity with us, but honestly, the majority don't swing that way at all. If one looks at the history of the biota here without the usual self-important vanity, it's the bacteria that are the major success story, and the last big innovations that fueled an explosion of new, successful species were the flowering plants and grasses.

There are a couple of other reasons I'd throw out for thinking that extraterrestrial intelligence is not unusual for its absence.

Mortality. There's no reason to assume that intelligence confers longevity on a species…quite the contrary, being highly specialized may well make a species more fragile and sensitive to disturbance. Civilizations may be flickering in and out of existence before they have an opportunity to make themselves known. (Depressing as it may be, Homo sapiens will someday go extinct. Get used to that fact.)

Counterforces. One suggestion is that when a species reaches a certain level of intelligence, it passes a tipping point that drives it towards greater and greater specialization on intelligence. There could also be forces that oppose that trend. Once an intelligence has ensconced itself in a comfortable shell of civilization, there's no further incentive to be smarter, and there's even pressure to be less clever and fit in. Maybe civilizations reach that point where they invent TV, and then everything goes downhill.

Local opportunity. We really haven't reached the level of a spacefaring civilization, so we don't have any idea what it is like to have large numbers of people living off-planet. Maybe once you do reach the level of being able to live comfortably in space for long periods of time, there are new distractions that make haring off to some other star uninteresting. Those rare civilizations that leave their homeworlds may spend millions of years enchanted with and exploiting their local gas giants or asteroids or whatever.

Life can't cope with the Big Empty. We've evolved to live in the thin layer of slime on the surface of a planet with a particular kind of atmosphere, and we're used to thinking of our environment as relatively conducive to our existence. But the rest of the universe isn't like that, and the big message from space is that it doesn't like our kind. Being well adapted to thrive in a biologically rich environment may be what makes intelligence unsuited to thriving in a more sterile, dead environment. Space is for spores, not people.


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Comments:
#10789: DarkSyde — 12/11  at  11:45 AM
Maybe civilizations reach that point where they invent TV, and then everything goes downhill.

I never thought of that, but it's a good point. If we had virutal reality or a holodeck like on STNG, really there would be a lot of good reasons to just never leave the holodeck.



#10792: Gregory Hamel — 12/11  at  12:11 PM
While I tend to be more on the SETI side (at least in the sense that I think that, even if they are too far away for us to meet anytime soon, someone is likely out there just because of the sheer number of possible places), I am often amused by the assumptions that are made. You could add others to your list -- consider the idea that intelligence must lead to technological civilizations. Yet our species was around perhaps 160,000 years or more before that happened. Heck, even large civilizations don't seem to have be an automatic necessity. Likewise, we assume that they would want to travel to space. This is the common assumption of folks like me -- ie, SF nuts. But look around us. Most don't share our passion for the idea. There's little political will for it, little cultural will. For most people, the deeps of space only come up as cool settings for blaster fights in movies. I could go on. But in the end, the Fermi discussions always seem to me to betray how parochial we still are. It tells us far more about us than about what may or may not be out there.



's avatar #10796: Chris Clarke — 12/11  at  12:44 PM
Excellent post.

I do have a problem with the seeming conflation of "higher intelligence" with "technological society" in the linked article, but it's a fairly trivial objection.

(Depressing as it may be, Homo sapiens will someday go extinct. Get used to that fact.)


Maybe it's just me, but I find the fact immensely reassuring.

"I do not think we should antagonize the religious when it is not warranted, though I think we should be willing to do so whenever it is.”
-- Glen Davidson



#10801: — 12/11  at  01:28 PM
PZ wrote
Features like multicellularity, photoreception, long sharp fangs, flight, etc., pop up in life’s history over and over again, independently; but intelligence?
Dawkins spends some time on just this question in the last chapter of The Ancestor's Tale, looking at what has (independently) evolved many times (e.g., specialized photo-sensors -- eyes) and what has not (e.g., intelligence of a human order), with an eye to trying to see what is likely to emerge in an evolving organic system and what is unlikely to occur.

RBH



#10803: — 12/11  at  02:06 PM
I have never been very impressed with the idea of venturing into space, especially the idea of doing so to find others of our kind. Colonization also strikes me as absurd. I we destroy the environment that is most friendly to our existence, what makes us think we could survive off planet.

Science Fiction, like cartoons, allows one to dramatize outside the normal physical boundaries, but has little to do with reality.

Thinking of a favorite movie, "Contact", I find it appropriate that the project had to be picked up by a private funder. I would prefer that my tax dollars go to provide health insurance and social security for our citizens than to boutique research like SETI.



#10804: — 12/11  at  02:11 PM
Nice post, much enjoyed.

In Sagan's defense, the part of his statement you cutted was very important:

Evolution is opportunistic and not foresighted. It does not "plan" to develop intelligent life a few billion years into the future. It responds to short-term contingencies. And yet, other things being equal, it is better to be smart than to be stupid, and an overall trend toward intelligence can be perceived in the fossil record.

(emphasis mine)

I think this is true. Given two identical plants, but one can think, expect the thinker's descendents to last the longest.



#10805: — 12/11  at  02:23 PM
Excellent post PZ.
I think that one interesting facet of this is sociological. As a rule (and I'm sure everyone reading and contributing to this page is an exception!), biologists read less "hard" sci-fi than physicists, and are thus less likely to have a deep rooted belief in space travel and explorationa as a good long term investment. If your visions of the distant future include planets covered in city 1 mile deep (Trantor, IIRC) and various modes of faster than light travel, and epic space battles with alien species, then you are probably inclined to consider it much more likely that such things are the natural goals of mankind, and thus of other civs too.



's avatar #10806: PZ Myers — 12/11  at  02:44 PM
Wait, Bob, no...the lesson we see in the history of life on earth is that there is no favoritism towards brainy species. Given two plants, differing only in that one is cleverer than the other, we can't predict which one will win out.

Good thing you made an exception, Paul, 'cause I've read Asimov and Banks and Bear and Brin and Clarke and etc., etc., etc.

And DD, I can understand your sentiment but despite the pessimism in the title, I like the idea of exploring space. I think one of the things we want to encourage in our culture is the promotion of curiosity and exploration.

PZ Myers
Division of Science and Math
University of Minnesota, Morris



#10807: Wayne — 12/11  at  02:46 PM
As much as I admire Ernst Mayr (I never understood history until I read the doorstopper Growth of Biological Thought), his argument strikes me as analogous to the probability of having been dealt a particular bridge hand (100%) (as opposed to the expectation of being dealt a particular bridge hand (much less than 100%)).

I'm not convinced that his citation of only one successful event at each stage of evolutionary development demands the conclusion that such a successful event is rare. What if it's inevitable? Then you might expect to get the whole series of successful events wherever life emerges. Why should only the one event observed here imply rarity, either here or elsewhere?

In a small way it's a little like Darwin and his explanations for evolution - if it hadn't been Darwin at the time it would have been someone else at about the same time.



#10808: DarkSyde — 12/11  at  02:51 PM
Seems to me though that there would be a powerful selective advantage in being able to tap into the size of a habitat inclusive of interstellar resources. Even a 'dumb' species along the lines of Niven's Star seeds would have a big advantage. Also in the history of life on earth we lots of competition, and compteition leads to diversity of all kinds, from the brainy to the parasite with vestigial neurology.



#10809: — 12/11  at  03:10 PM
... and having stated my preference for social programs and economic fairness over space exploration, I would place any exploration and research above, say, helping the military complex (which of course contradicts my 'research' statement above to some degree) grow or giving tax breaks to billionaires. Certainly space exploration is far from the worst use of our resources. One of the good things about our society is it's success at creating conditions for many people to explore their ideas, even if there is little or no practicality to that exploration.



#10811: — 12/11  at  03:15 PM
DS, you should keep in mind that species create niches, not the other way around. Just because some adaptation would boost fitness doesn't necessarily mean it will actually evolve.

And don't forget that Starseeds will all be extinct in the next 20k years or so. Their fitness may be high now, but it's not going to do any good.

Rrawr!



#10812: DarkSyde — 12/11  at  03:19 PM
And don’t forget that Starseeds will all be extinct in the next 20k years or so. Their fitness may be high now, but it’s not going to do any good.

Not to mention the core has exploded. The Puppeteers have already fled the coming galactic holocaust.



#10813: Wayne — 12/11  at  03:26 PM
Didn't "Down in Flames" conclude that the Puppeteers' core explosion was a hoax? Starseeds rule.



#10814: — 12/11  at  03:34 PM
If it is correct that NS does not, statistically, favor intelligent organisms, then I have misunderstood NS. Would you really not have bet on trilobites who could build traps or dams, or lie in wait, or maybe read and write?



#10815: Wayne — 12/11  at  03:38 PM
What is NS?



#10816: DarkSyde — 12/11  at  03:38 PM
NS favors reproductive success. No other strings attached.



#10817: — 12/11  at  03:54 PM
Astrophysics also seems to be weighing increasingly against habitable worlds. If the stellar metallicity is too low, you don't get planets: if it's too high, you get hot jupiters and no Earths: if it's too close to the galactic core (where most of the stars are), you get cooked; if it's too far out, the stellar metallicity is likely to be, again, too low.

(And, further, there's some evidence that Sol is on the *young* side for acceptable-metallicity stars, and it's old enough that it'll vape the biosphere in a billion years or so, unless we do something to fix it. The number of potentially-habitable planets out there may well be falling.)



#10818: Wayne — 12/11  at  03:55 PM
But there’s another, subtler lesson in there. What he’s saying is that there doesn’t seem to be any evidence for a predisposition to favor intelligence in biology. Features like multicellularity, photoreception, long sharp fangs, flight, etc., pop up in life’s history over and over again, independently; but intelligence? Feh. The universe doesn’t seem to like smart guys.

I would agree completely that there's no predisposition to favor intelligence. I'm not sure I agree that intelligence isn't a likely outcome of the pathways we see here on earth from simple to complex (as loaded as those terms are).

Questions: How many times did multicellularity arise? How many times has cephalization arisen? In how many instances have increasingly complex brains arisen since then? Is there no selection for these things?

One last thing - I don't want to give the impression I'm suggesting a mystical impulse toward intelligence. That's not the case. It just seems to me that the evolution of complex adaptations all the way from the Cambrian explosion onward seems to include bilateral symmetry, cephalization, neural complexity, and then brains.



#10819: Wayne — 12/11  at  03:57 PM
NS - oh ok, natural selection. I just couldn't put the words to the shorthand somehow.



#10821: — 12/11  at  04:31 PM
The fact that there's only one intelligent species on Earth doesn't necessarily mean that intelligence is rare. Since the dawn of human civilization, we've been trashing our environments, destroying other terrestrial megafauna, etc. at a pretty fast clip. Our host points out that most of the members of our branch of the tree seem to be in decline --- but whether he means mammals or primates, they're in decline in large part because of us. Once a technological civilization arises, it tends to preclude the natural evolution of any others. (Artificial evolution is another matter.)

It's possible that, after a certain amount of evolutionary time, intelligence is nearly inevitable; but once it happens, that intelligence chokes off opportunities for any other evolution of intelligence.

In fact, try the following parallel argument: if you examine all the chemical compounds that have ever existed on Earth since it cooled, then there's an enormous variety, but we know of only one --- the DNA/RNA/protein complex --- that supports the core mechanisms of life. In fact, if you look at the amount of matter on Earth, life constitutes a slim bubble misted on the surface of a huge mass of dead matter; and in fact the diversity of living organisms in that bubble is in decline. From our biocentric point of view, it may appear that life must be inevitable, but the vast majority of matter simply does not feel any need to be alive. Life must be staggeringly rare!

Why does this argument strike us as implausible, whereas the analogous argument about intelligence does not?



#10826: Wayne — 12/11  at  05:00 PM
Once a technological civilization arises, it tends to preclude the natural evolution of any others.

This invokes competition as a mechanism for preventing more than one species from attaining technological civilization. That takes care of the penultimate step toward intelligence, but what about the former steps?



#10827: Wayne — 12/11  at  05:03 PM
I'm sorry, but Garrison Keillor is calling!



#10828: — 12/11  at  05:14 PM
CC: Your post on the demise of our species saddens me a tad. It would suggest that you have no children. We all know that life on this planet will have to end, but it maybe that by the time it becomes uninhabitable we'll have jumped safely to another ship. I hope that my descendants will be part of the crew. Trying to get the best for my children now partly pays the debt I have to the hardy souls who fought their way thru the taiga for a thousand years to make my life possible. It's the tiny hope for immortality that makes the struggles now worthwhile.

PS: One hopes you (will?) have children. Good DNA should be passed on.



#10830: — 12/11  at  05:43 PM
I certainly agree that on any given planet, the likelihood of intelligence evolving is extremely unlikely small.

But, on the slim chance that intelligence does evolve, isn't even less likely that the type of intelligence evolved will not even resemble ours?

I've always thought it odd when people - even scientists - assume that an alien's psychology would be anything like our own.

It's a bit hubristic to assume the ontology of our psychology is ubiquitous (as are the particular materials on this planet), and it would be tough to calculate which psychological characteristics would be likely to be reproduced in other species (evolved separately).

Furthermore, if we assume that their memories, emotions, perceptions, and representations are anything like ours, I'm not so sure they would have technology, or the goals that we have.

Of course, when we add different possible cultures to the mix (which is vital to our curiosities, e.g. wanting to know/see what's out there), it seems to be obvious that while it is certainly possible that a non-infintesimal percentage of intelligences in the universe are similar to ours, one must then take into consideration the logical implications being scrutinized on this post (Drake's, etc.)

Once in a while you get shown the light, in the strangest of places if you look at it right.

-Jerry Garcia



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